Financial Firms
Turning technology into risk management
Your clients trust you with their money, and your systems should be just as dependable. Strong IT keeps operations running smoothly so your team never loses momentum.
Why is working with an industry specialist so crucial?
The Flux team has decades of experience supporting financial firms with operational continuity, information security, and regulatory compliance. We manage critical functions such as compliant data protection and client confidentiality so your organization can stay focused on its core business. Our team has supported firms through bank and third-party audits ranging from Fortune 500 companies to firms operating within the less clearly defined standards referenced by the SEC, FINRA, IRS and other regulatory bodies. We understand how their guidance is interpreted and enforced in practice, not just how it is written. In a highly regulated environment, small oversights can lead to loss of insurability, operational disruption, or erosion of client trust. Working with Flux helps reduce that risk and removes the ongoing burden of security and compliance oversight from your day-to-day operations.
Does this sound like you?
I don't want to waste valuable time scrambling to pull information together for an SEC, FINRA, or insurance audit.
My technology provider focuses only on Microsoft, leaving my other critical, business-specific systems unsupported.
Our data is spread across custodians, managers, and internal systems, and I worry about maintaining consistent controls.
Shared Challenges Across Modern Financial Firms
I need a secure way for clients to upload confidential information that integrates seamlessly with our internal systems.
My team uses AI tools like ChatGPT, Copilot, and Claude, and I am concerned about protecting company and client data.
My team works across home offices, fully remote roles, and multiple physical locations, and all of it needs to be secure and well managed.
Budgeting for technology is difficult because I do not have clear visibility into the true cost of our tech stack.
Working after hours is part of the job, and I need a partner who is available when I am.
Already have an internal IT team?
Our Co-Managed IT model is designed to support them, not replace them. Flux works alongside your existing team to strengthen your overall IT operation. We help optimize internal resources, improve processes, and provide additional expertise, tools, and coverage where gaps exist. This approach allows your team to stay focused on the business while we handle complexity, scale, and specialized needs.
With Co-Managed IT, you get the control and familiarity of in-house IT combined with enterprise-grade cybersecurity, compliance support, and scalable infrastructure. Whether you need backup coverage, strategic guidance, or support for complex initiatives, Flux enhances your team's capabilities and helps ensure your technology remains reliable, secure, and ready to support growth.
Ready to strengthen your firm's technology?
Let's discuss how we can help your financial firm stay compliant, secure, and efficient.
Book a Meeting